Wilson-Davis
& Co., Inc.
SEC-Required Report on Routing of Customer Orders
Rule 606 Disclosure Information
Rule 606, states a broker-dealer must disclose any payment to/from another
broker-dealer for order flow. Also a quantitative description of order routing must
include the percentage of total customer orders for a particular section that were
non-directed orders, and the percentages of total non-directed orders for a section that
were market orders, limit orders, and other orders.
Wilson-Davis does not have a relationship, arrangement for payment, or profit sharing agreement with any
Broker Dealer or Venue where Orders are routed.
In accordance with rule 606, Wilosn-Davis & Co. Inc. is disclosing the
following information to the general public via SunGard Trading Systems Best Execution Analysis
and disclosures on Southwest orders can be obtained via
Southwest Securities Trading Agency or upon request and also will be included with
statements once each year. Wilson-Davis will also provide information upon request from
individual customers regarding their specific orders.
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