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WILSON-DAVIS & CO., INC. Customer Fee Schedule

Call (800)621-1571 and any Rep can explain these fees.


 •Customer Account Transfers
 •Full ACATS...............................$100
         Plus closing IRA fees if applicable
 •Partial ACATS..........................$75
 •Delivery Orders......................$50
 •Cleared Stock Withdrawal Fee
   3% of transfer plus account fees

•Wire Fees
 •Domestic.................................$45
 •International...........................$100
 •Wire Trace fee...........................$50

•Early Pay for Accounts............$30 min, plus %3
 •Ticket Charges.........................$30

•Penny Stock Fee...………….50 basis points
   on total sale amount*

•Corporate Actions.....................$20

•Inactivity Fee..............................$50

•Federal Expresss Deliver/United Parcel (Each way)
 •Regular.......................................$40
 •2nd Day......................................$25
 •International..............................$60
 •Saturday/First Overnight..........$150

•LOA's............................................$25

•DRS...............................................$150
        Transfer agent fees may also apply
       Reject fee................................$100

•DWAC...........................................$225
        Transfer agent fees may also apply

•Withdrawal by transfer (Physical certs)
 •Regular........................................$600
 •Rush.............................................$1500

•DTC deposit fee (Physical CERT)......$80 per certificate

•DTC deposit fee (WILCO NAME).......$80 per certificate

•Certificate Deposit/Clearance Legal Vetting Fees
 •DTC Eligibility..................................$850 per legal review
 •DTC Eligibility/Rush........................$1250 per legal review (If Accepted)
 •DTC Not CNS Eligible...................$1050 per legal review below .05 (nothing below .01)
 •Deposit Rejects............................$150
 •Sub-Penny Securities may incur Higher Vetting Fees

•Certificate Transfers.....................$25 min
    •plus 20% of transfer fee
        Transfer fees will be passed on to the customer or correspondent
        and vary among transfer agents (Federal Express Fees may apply)

•Return Check fee...........................$50
•Stop Check fee...............................$30
•Return Wire fee..............................$25
•Wire Trace Fee................................$50

•Cleared Stock Withdrawal fee................................3% value of the transfer

•Paper Statement.............................$10

*Penny Stock Fee is applicable on all sales of any security trading under $5.00 at the time of the sale. For example, if you sell $10,000.00 of any stock trading under $5.00, the Firm will charge a Penny Stock Fee totaling $50.00. This fee will go into effect on December 1st, 2019.