WILSON-DAVIS & CO., INC. Customer Fee Schedule

Call (800)621-1571 and any Rep can explain these fees.

 •Customer Account Transfers
 •Full ACATS...............................$100
•Partial ACATS..........................$75
 •Delivery Orders......................$50
 •Cleared Stock Withdrawal Fee
   3% of transfer plus account fees

 •IRA Accounts
 •IRA Annual Fees........................$75
 •IRA Closing fee..........................$100
 •IRA late payment fee................$25

•Wire Fees
 •Domestic.................................$45
 •International...........................$100
 •Wire Trace fee...........................$50
 •Wire Return fee.........................$25

•Early Pay for Accounts............$30, or %3 (whichever is greater)
 •Ticket Charges.........................$35

•Penny Stock Fee...………….150 basis points
   on total sale amount*

•Corporate Actions.....................$20

•Inactivity Fee..............................$50

•Federal Expresss Deliver/United Parcel (Each way)
 •Regular.......................................$40
 •2nd Day......................................$25
 •International..............................$60
 •Saturday/First Overnight..........$150

•LOA's............................................$25

•DRS...............................................$150
        Transfer agent fees may also apply
       Reject fee................................$100

•DWAC...........................................$225
        Transfer agent fees may also apply

•Withdrawal by transfer (Physical certs)
 •Regular........................................$600
 •Rush.............................................$1500

•DTC deposit fee (Physical CERT)......$80 per certificate

•DTC deposit fee (WILCO NAME).......$80 per certificate

•Certificate Deposit/Clearance Legal Vetting Fees
 •DTC Eligible................................................$1,050 per review
•DTC Eligible/Below .05...............................$1,350 per review
•DTC not CNS Eligible..................................$1,750 per review

•DTC Eligible below .01 to .001.....................$1,700 per review
 •Below .001 up to 100 million shares.........$2,000 per review
 •Below .001 over 100 million shares...........$3,000 per review

•Rush Review Fee...................$300 additional to review

•Group Discount rate: (Not applicable to Sub Pennies)
Applies to S-1 or Reg-A Group Deposits, submitted at the same time.
3 to 9 Individuals = $600 each. (10 or more = $500 each)

•Certificate Transfers.....................$25 min
    •plus 20% of transfer fee
        Transfer fees will be passed on to the customer or correspondent
        and vary among transfer agents (Federal Express Fees may apply)

•Return Check fee...........................$50
•Stop Check fee...............................$30
•Return Wire fee..............................$25
•Wire Trace Fee................................$50

•Cleared Stock Withdrawal fee................................3% value of the transfer

•Paper Statement.............................$10

*Penny Stock Fee is applicable on all sales of any security trading under $5.00 to $0.001 at the time of the sale. For example, if you sell $10,000.00 of any stock trading under $5.00, the Firm will charge a Penny Stock Fee totaling $150.00 (1.50%). This fee will go into effect on May 1st 2024.

**Sub-Penny Stock Fee is applicable on all sales of any security trading under $0.001 at the time of sale. For example, if you sell stock trading under $0.001, the Firm will charge a Sub-Penny Stock Fee totaling 5.00%. This fee will go into effect on Feb 15th, 2025. All sub-penny deposits must be approved by trading.