WILSON-DAVIS & CO., INC.
Customer Fee Schedule
Important Notice: You will pay fees, costs, and commissions whether you make or lose money on your investments. Please make sure you understand what fees, costs, and commissions you are paying by speaking with your registered representative. Questions? Call 1-(800)-621-1571.
Account Transfers
| Full ACATS |
$100 |
| Partial ACATS |
$75 |
| Delivery Orders |
$50 |
| Cleared Stock Withdrawal |
3% + fees |
IRA Accounts
| Annual Fee |
$75 |
| Closing Fee |
$100 |
| Late Payment |
$25 |
Wire Fees
| Domestic |
$45 |
| International |
$100 |
| Trace Fee |
$50 |
| Return Fee |
$25 |
Other Fees
| Early Pay |
$30 or 3% |
| Ticket Charge |
$35 |
| Penny Stock Fee* |
1.5% |
| Sub-Penny Fee** |
5% |
| Corporate Actions |
$20 |
| Inactivity Fee |
$50 |
Delivery (FedEx / UPS)
| Regular |
$40 |
| 2nd Day |
$25 |
| International |
$60 |
| Sat/Overnight |
$150 |
| LOA’s |
$100 |
| DRS |
$200 + TA fees |
| Reject Fee |
$100 |
| DWAC |
$200 + TA fees |
Physical Certificates
| Regular |
$600 |
| Rush |
$1,500 |
| DTC Deposit (Cert) |
$80/cert |
| DTC Deposit (WILCO) |
$80/cert |
Stock Review Fees
| DTC > $0.05 |
$1,050 |
| DTC < $0.05 |
$1,350 |
| DTC $.01–$.001 |
$1,700 |
| Up to 100M < $.001 |
$2,000 |
| Over 100M < $.001 |
$3,000 |
| Rush Review |
$300 extra |
Group Discount: Not for Sub-Pennies.
S-1 or Reg-A Deposits: 3–9 = $600 each; 10+ = $500 each.
Other Charges
| Cert Transfers |
$25 min + 20% |
| Return Check |
$50 |
| Stop Check |
$30 |
| Return Wire |
$25 |
| Wire Trace |
$50 |
| Cleared Stock Withdrawal |
3% value |
| Paper Statement |
$10 |
Commissions
Transaction-based commissions are negotiated with your broker in addition to the above fees.
Footnotes
*Penny Stock Fee: Applies to securities trading under $5.00 to $0.001. Example: $10,000 sale = $150 fee (1.5%).
**Sub-Penny Stock Fee: Applies to securities trading under $0.001. Example: $10,000 sale = $500 fee (5%). Must be pre-approved by trading.
Wilson-Davis & Co., Inc.