WILSON-DAVIS & CO., INC. Customer Fee Schedule

Call (800)621-1571 and any Rep can explain these fees.

 •Customer Account Transfers
 •Full ACATS...............................$100
•Partial ACATS..........................$75
 •Delivery Orders......................$50
 •Cleared Stock Withdrawal Fee
   3% of transfer plus account fees

 •IRA Accounts
 •IRA Annual Fees........................$75
 •IRA Closing fee..........................$100
 •IRA late payment fee................$25

•Wire Fees
 •Domestic.................................$45
 •International...........................$100
 •Wire Trace fee...........................$50
 •Wire Return fee.........................$25

•Early Pay for Accounts............$30, or %3 (whichever is greater)
 •Ticket Charges.........................$35

•Penny Stock Fee...………….150 basis points
   on total sale amount*

•Corporate Actions.....................$20

•Inactivity Fee..............................$50

•Federal Expresss Deliver/United Parcel (Each way)
 •Regular.......................................$40
 •2nd Day......................................$25
 •International..............................$60
 •Saturday/First Overnight..........$150

•LOA's............................................$25

•DRS...............................................$150
        Transfer agent fees may also apply
       Reject fee................................$100

•DWAC...........................................$225
        Transfer agent fees may also apply

•Withdrawal by transfer (Physical certs)
 •Regular........................................$600
 •Rush.............................................$1500

•DTC deposit fee (Physical CERT)......$80 per certificate

•DTC deposit fee (WILCO NAME).......$80 per certificate

•Certificate Deposit/Clearance Legal Vetting Fees
 •DTC Eligible................................................$1,050 per legal review
•DTC Eligible/Below .05...............................$1,350 per legal review
•DTC Eligible/Rush above .05.....................$1,350 per legal review
•DTC Eligible/Rush below .05.....................$1,650 per legal review
 •DTC not CNS Eligible.................................$1,750 per legal review
 •DTC not CNS Eligible rush below .05......$2,000 per legal review
•Starting at .0009.........................................$2,000 per legal review
•Rush starting at .0009................................$2,250 per legal review

•Group Discount rate:
If you get a group deposit(s) from an S-1 or Reg-A we can offer a group rate.
If submitted at the same time 1-5 the customer would be charged $600.00,
and 5 or more would be charged $500,00 with no additional charges.

•Certificate Transfers.....................$25 min
    •plus 20% of transfer fee
        Transfer fees will be passed on to the customer or correspondent
        and vary among transfer agents (Federal Express Fees may apply)

•Return Check fee...........................$50
•Stop Check fee...............................$30
•Return Wire fee..............................$25
•Wire Trace Fee................................$50

•Cleared Stock Withdrawal fee................................3% value of the transfer

•Paper Statement.............................$10

*Penny Stock Fee is applicable on all sales of any security trading under $5.00 at the time of the sale. For example, if you sell $10,000.00 of any stock trading under $5.00, the Firm will charge a Penny Stock Fee totaling $150.00. This fee will go into effect on May 1st 2024.